Mini Review Volume 2 Issue 2
Department of Medical and Applied Sciences, Central Queensland University, Australia
Correspondence: Luke Del Vecchio, Department of Medical and Applied Sciences, Central Queensland University, Australia
Received: June 13, 2017 | Published: July 17, 2017
Citation: Vecchio LD. Choosing a lifting posture: squat, semi-squat or stoop. MOJ Yoga Physical Ther. 2017;2(2):56-62. DOI: 10.15406/mojypt.2017.02.00019
CO2 record levels published by World Meteorological Association, heat records and last droughts that afflicted many continents, including the related environmental, social and economic impacts, produced important and abundant discussions about their causes.1,2 The environmental scenario produced in these discussions calls for further evaluations since local relationships between climate, power generation, land use, plant/algae physiology and the ever-increasing anthropogenic CO2 production have been poorly voiced.
Manual Handling involves the lifting, carrying, pushing and pulling of materials and objects.1 Training in safe handling techniques is a recommended way to reduce risk factors associated with manual handling within the working environment, particularly the lifting of low-lying objects as this has long been associated with an increased risk of lower back injuries.2 However, manual handling training programs have not proven to be successful in reducing musculoskeletal problems in an industrial environment, often attributed to inadequate training methods.2 The majority of safe handling training including lifting techniques for low-lying objects is not adaptable to employees, workplaces and the variety of tasks found within an industrial environment. In a broad consensus most governing bodies favor the promotion of sound biomechanical principals associated with manual handling tasks; however, they do not appear to be easily applicable to the wide range and complexity of manual handling situations that occur in an industrial environment.3
The injury type and mechanism involved in manual handling need to be fully understood as they relate to various lifting tasks. For example, lower back injuries are among the most common type of injury associated with lifting tasks.2 Lower back injuries occur because of the large extensor moments about the joints of the lumbar vertebrae that are produced during lifting by the paravertebral musculature to overcome the flexor moment caused by the weight of the upper body and load.4 These high forces also result in large compressive and shear forces acting between each pair of vertebra. Studies from cadaveric spines4,5 demonstrate when the lumbar spine is in a posture of extreme flexion, the mechanism of failure due to a single compressive load is a failure of the endplates of the vertebral bodies and the underlying trabeculae as the nucleus pulpous bulges upward and downward.4,5 The extent of compressive forces experienced during a single lift is improbable to cause endplate failure and injury is more likely to be cumulative.4 Thus, lifting with a flexed spine can substantially increase the risk of lower back injury. Moreover, cumulative damage to vertebral endplates also occurs in some ways. Furthermore, micro-damage to vertebral endplates is likely during heavy lifting and injury may arise if the micro-damage accumulates more rapidly than can be repaired.4,5 Finally, repeated compressive loading can also reduce the failure tolerance of the tissues, resulting in injury if the repeated loading continues.4,5 (Figure 1).
Figure 1 Repeated sub failure loads lead to tissue fatigue, reducing the failure tolerance of the low the back tissues; leading to failure on the Nth repetition of the sub-maximal load.5
To determine which manual handling tasks may predispose the spine to greatest the greatest injury risk, researchers have undertaken investigations of lower back compression loading during general manual handling duties.5,6 For example, researchers6 measured low back loading during a variety of handling tasks, and reported three distinct compression loading classifications:
The highest lower back loading (compression) were found in tasks that involved vertical lifting tasks.6 Research has reported approximately 7,000 Newton’s of compression begins to cause damage in fragile spines.5 In contrast, the tolerance of the lumbar spine in an average healthy young man probably approaches 9,000 Newton’s.7 To provide some context, consider the effect is lifting a 27kg item held in the hands using a squat style lift would have on the spine, lifting this load will impose approximately 7,000 Newton’s of compression to the spine.5 The Revised N.I.O.S.H equation manual handling tasks in class 2 and three should be safe to carry out for most workers, as the proposed safety limit of 3,400 Newton’s should protect 99% of male employees and 75% of working women.8 Further suggestions have also been made regarding the consideration that age and gender play, and that these are factors that influence a person’s physical capacity (including spinal strength). Proposals9 have been made to include age and gender-specific limits based on these biomechanical findings. For example, proposed limits for women should range from 4,400 Newton’s at the age of 20, 3,200 Newton’s at the age of 40 and finally to 1,800 Newton’s at the age of 60 or more.9 According to Mc Gill,5 The spine is at much greater risk of sustaining shear injury than compressive injury (>1000 Newton tolerance for shear Vs. 3000 Newton tolerance for compression).
Within the literature1-3,10,11 there is considerable debate as to which is the best technique to employ when lifting low-lying objects off the floor; “Stoop” or “Squat.” The most commonly advised lifting technique is the “Squat technique or leg lift,” which is characterized by a starting position of deep knee flexion with the trunk close to erect, quantitatively this can define by knee flexion of 45° and trunk flexion less than 30° when lifting from the floor level.2,10 The “Stoop” technique involves spinal flexion, defined as raising a low lying object with a knee flexion angle greater than 135° with trunk flexion around 90°.2,12
Interestingly, a third technique modification between the stoop lift and squat lift known as the “semi-squat lift” may offer an alternative lifting posture, for the lifting of low-lying objects. The semi-squat lift uses a posture mid-way between the squat and stoops lifts.13 Quantitatively the Semi-Squat lift demonstrates knee flexion angles around 90° and trunk flexion around 45° for most individual lifting an object from the floor level10 (Figure 2).
Antidotal surveys of manual handling professionals demonstrate that the squat lift is widely regarded as the ‘correct technique’ for lifting low-lying objects.10 Historic references to squat type lifting were noted in 1945 when James Cyriax (Assistant Medical Officer, Physiotherapy Department, St. Thomas’s Hospital) in a letter published in the Lancet, October 6, 1945) suggested that patients liable to lumbago (low back pain) must avoid heavy work involving trunk-flexion. They must learn to kneel and squat instead of bending forwards; it is full flexion said Cyriax that encourages the onset of Lumbago.4 This passage historically was one of the earliest occurrences of a recommendation regarding altering lifting technique using a squat technique to avoid back injury.
Interestingly, Cyrix’s comments regarding the benefits of avoiding heavy work involving trunk flexion were restricted to such genetically predisposed persons, somewhere along the line it became an article of faith that lifting should be carried out from a full squat posture, despite many researchers noting that the recommendation was unjustified. Is there conclusive evidence to support the use of a squat style lift, considering most workplace training manuals and media promote this technique? Published studies.12,13comparing squat lifting to stoop lifting have had their methodologies questioned as to whether during these studies a true squat technique used or was an indiscriminate version of the squat technique used thus invalidating the comparison.10
Physiological Evidence
It has been suggested that the traditionally recommended straight back, bent knee (squat) method of lifting is slower and physiologically more demanding resulting in a higher total oxygen consumption for squat lifting, although recently it has been shown that squat lifting has a higher capacity.10 Additional research14 compared ten male forestry workers’ oxygen consumption and heart rates for a task involving the squat and stoop life. The researchers14 reported, maximum oxygen consumption for stoop lifting was 14.3% less than for squat lifting. Also reported in this study were maximum ventilation capacities, which were 18.7% less than squat lifting and heart rate maximum capacities for stoop lifting were reported to be 6.5% less than squat lifting.14 Further research14 has also demonstrated that the squat method requires higher oxygen consumption and higher inspiratory ventilation volumes when compared against stoop lifting, and was subjectively rated more tiring than a stoop lift.14 Thus, these results indicate that workers who select the squat technique for a continuous lifting task would need moderately good levels of aerobic capacity to be able to sustain this technique.
Biomechanical Evidence
The squat lift utilizes a specific strategy of avoiding spinal flexion, and this has quite dramatic effects on shear loading of the intervertebral column and resultant injury risk.5 The dominant direction of the erector spinae (longissimus thoracic and iliocostalis lumbar muscles) when the lumbar spine remains in a neutral lordosis causes these muscles to produce a posterior shear force on the superior vertebra thus stabilizing the vertebrae from aberrant motion.5 If the lifter adopts a flexed spine when lifting (stoop lift) the interspinous ligament becomes strained and generates forces with the opposite obliquity, therefore imposing anterior shear force on the superior vertebra and destabilizing the vertebra making it more susceptible to injury.5 As McGill5 reports, when the interspinous ligament is recruited in this manner the resultant shear force levels seem likely to exceed 1000 Newton’s, such large forces predispose the worker/lifter to injury. On the contrary, when the lifter adopts a squat lifting posture maintaining the neutral lordotic curves the erector spinae and other extensor musculature are responsible for opposing this anterior shear with a posterior shear force that supports the anterior shearing action of gravity on the upper body and the load held in the hands.5 The joint shear forces are reduced to 200 Newton’s, allowing the muscles to support the moment in a more neutral posture rather than being fully flexed with ligaments supporting the moment, and hence significantly reduces the shear loading to much safer levels.4,5 Shear tolerances of the spine have been postulated to be in the neighborhood of 2000-2800 Newton’s.5,15 Research16 has further confirmed that estimates of shear forces for stoop lifting to be 180 percent greater than for squat lifting. Taken together, these data suggest squat lifting imposes much lower shear forces on the spine than stoop lifting.
Passive tissue stress also has been found to be lower in a squat lift as opposed to the stoop lift.17 Stresses on discs and ligaments for men and women performing squat and stoop lifting and expressing their results as a percentage of elastic limit for those tissues found stoop lifting to result in around 75% more stress on the passive tissues.17 Compressive strength and disc load have been carefully studied.19 on cadaveric spines; the optimum end plate compressive strength and equal compressive and tensile forces in the annulus fibrosis at 75% of maximum lumbar flexion which is the ranges of motion seen in a squat lift.18 The optimum range for resisting compression, therefore, appeared to be 0–75% flexion.19 The consensus from these studies indicate that a fully flexed spine, is weaker than one that is less flexed, as seen in both the modified squat lift and squat lift.18
Peak Lumbar moment (Nm) may be lower in the squat lift as opposed to the stoop lift; data16 from 15 men lifting weights from 6-32kgs demonstrated a 5% lower peak lumbar moment in the squat lift against the stoop lift. Disc herniations are another common lifting injury, which is strongly correlated to repeated bouts of spinal flexion.19 This type of spinal motion is commonly seen in workers who perform long bouts of lifting tasks using a stoop technique, only a very modest amount of spine compression force (800-1,000 Newton’s) is needed to cause a disc herniation’s during repeated bouts of spinal flexion.19 Researchers19 were able to accurately predict how many cycles of full spinal flexion would cause the disc nucleus material to travel posteriorly through the annulus thus causing herniation. The researchers observed 18,000-25,000 cycles of flexion with low levels of spinal compression (1000 Newton’s) or 5,000 cycles if there were larger compression loads ( 3,000 Newton’s) resulted in injury to the spine.19 The results of this study demonstrate that repeated bouts of spinal flexion as seen in a stoop lift even in the absence of moderate loads may increase the risk of lumbar intervertebral disc injury.5 Using the squat lift enables more stress to be placed on the muscles, and less on the ligaments, nerve and disc structures providing the squat is carried out with <75 degree’s of spinal flexion. Taken together, this data suggests, using the squat lift may be a preferable to the stoop lift, for preventing lower back injuries.
Squat Summary
Over the past years there has been modest evidence at best to support the use of the squat lift for low-lying objects, Evidence presented here to support the rationale of using a squat lift includes:
The stoop and Squat lifts have been well described in the literature; however, less attention has been given to the semi-squat Lift. The semi-squat lift combines elements of the stoop and squat lifting.10 To overcome limitations of previous research conducted on lifting techniques19 a consensus meeting was arranged to sample Australian wide opinion among people with professional interests in manual handling and to set a consensus about appropriate lift training strategies.19 The results of this consensus meeting saw 80-90% of the professional participants agreed that the squat lift was an appropriate lifting technique for lift training. Less than 10% were prepared to recommend the stoop-lift, while 25% claimed they were users of the semi-squat approach and claimed to be already using that approach for training purposes.19 The traditionally recommended full squat posture is seldom, if ever, spontaneously adopted in the absence of specific instructions; investigations of self-selected lifting technique have demonstrated that postures naturally adopted to lift a low lying object fall between a full squat and a stoop.4 To fully define the biomechanics of a semi-squat lift; consideration of the pattern of inter-joint coordination as well as the posture adopted at the start of the movement is required. The posture taken at the beginning of extension influences the pattern of subsequent inter-joint coordination by determining the range of movement available at each joint.4 The semi-squat posture most commonly used at the start of extension allows a pattern of inter-joint coordination which appears to be functional.4 The semi-squat technique provides a way to avoid some of the difficulties apparent with both stoop and squat lifting; however, the fundamental question remains “is the semi-squat technique biomechanically and physiologically more efficient?”
Physiological Evidence
Results from a study.20 that compared the oxygen consumption and heart rates between squat lifting and freestyle lifting (the joint angles used in the freestyle lifting technique in this study were closer to the semi-squat technique, knee flexion > 90 degrees; then a stoop lift. Oxygen consumption and heart rate values were significantly lower in the freestyle lifting technique vs. the squat lift,20 also noted was the subject's maximum accepted weight limit (MAW) for freestyle lifting was greater than squat lifting meaning that subjects lift more weight for a similar oxygen consumption.20
While the semi-squat lift technique seems to have lower oxygen consumption than the squat lift; data from21 found the semi-squat lift to have higher oxygen (23%) consumption than stooping. However, the semi-squat lift still demonstrated lower oxygen consumption values in this study as well. External work measurements, therefore, suggest that the energy expenditure for semi-squat lifting should be less than the squat lift, but higher than stoop lifting.
Biomechanical Evidence
There is confusion amongst the literature as to whether the semi-squat lumbar moment is greater than that of the squat lift of stoop lift.10,22 One study22 found that the semi-squat imposed slightly higher lumbar moment than the squat lift, but went on to comment that the semi-squat, stoop and squat all had lumbar moments within 5% of each other. Lifting with a semi-squat posture involves about 45° of lumbar flexion; which is 75% of the normal range of movement,4 suggesting that the passive structures not be significantly stretched during lifting with this posture thus ensuring some safeguarding against a soft tissue injury.
Using a semi-squat lift follows current occupational biomechanical guidelines of avoiding joint extremes, principally it avoids the deep knee flexion angles seen in the squat lift; which can place the knee at a mechanical disadvantage and may present further problems for workers with knee disorders.10 Secondly, the squat lift avoids full lumbar flexion seen in the stoop lift, thus keeping tension on the paravertebral musculature and reducing the load on the ligaments, nerves and intervertebral discs. Further examination of the semi-squat lifts demonstrates an advantage over the stoop lift via the different pattern of coordination between the hip and knee that occurs when a stooped posture is adopted at the start of the lifting phase.4 The broad range of hip flexion and a small range of knee flexion involved results in the hamstrings being lengthened further than if semi-squat posture was adopted.4 During a stoop lift, the hamstrings must immediately shorten, because the knee is unable to extend and this counteracts to some extent the strength advantage which might accrue as a consequence of the increased hamstring length (length/tension relationship suggests that muscles are stronger when lengthened and not when shortened rapidly).
It is practically impossible for a substantial number of workers to undertake continuous lifting tasks of low-lying objects - when using the squat method of lifting recommended by the lifting experts. What little evidence that is available does suggest that there may well be some clinical advantages for using the semi-squat lifting technique. Therefore, it has concluded that the traditionally recommended squat style of lifting is slower and physiologically more demanding (Figure 3).
Figure 3 A comparison to help the reader make a realistic perception of the differences between the three approaches to lifting. As demonstrated, the greater the lifting demand, the more obvious is the advantages of applying semi-squat principals.
Semi-Squat Summary
There is less evidence for or against the Semi-Squat lift than for the squat technique, the evidence in support of using the semi-squat lift includes:
Health Professionals and lay people alike commonly understand that the use of a stoop lift is erroneous, and the vast majority of lifting literature advises against it. Interestingly, despite the common perception that stoop lifting can injure the lower back, some researchers support the use of stoop lifting.23,24 It is also well recognized that the stoop lift is widely and spontaneously used for “Bent-Over work” such as fruit and vegetable picking, gardening, some housework duties and some light lifting tasks.20
Physiological Evidence
Maximum acceptable weight (MAW) is a widely used and recognized manual handling risk assessment criteria.25 Researchers26 had six young males determine MAW for a broad range of lifting tasks using either a stoop or squat lifting techniques, the participants of this study select a MAW for the stoop lift that was 10-20% higher than the squat lift. Other researchers10 have observed, that young males select a MAW 11.7% greater than for the squat lift, while the females select a MAW 20% higher than for squat lifting.
The stoop method of lifting has also been shown by27 to require a lower amount of oxygen consumption and Inspiratory ventilation volume than squat lifting. Oxygen consumption was also found to be higher in a squat lift as compared to stoop lifting by,28 the researcher's data showed that maximal squat lifting in their subjects utilized a vo2 of 38.7 ml/kg/min while the Vo2 for stoop lifting was 32.9 mls/kg/min. We can conclude from this evidence that a stoop lift requires lower oxygen consumption than a squat lift, which explains why it might be the method of choice used by less fit workers. Secondly lifters using a stoop lift will elect to lift heavier loads.
Biomechanical Evidence
Several studies29,30,31 report that lumbar moment for stoop and squat to be within 5% of each other which would come as a surprise to many health professionals. More research32 looking at lumbar moments between squat and stoop lifting found lumbar moments were lower (10%) for a group of men and women lifting loads between 0-30kgs using the stoop lift. There has been some early research suggesting that Lumbar compressive forces may be lower in stoop lifting, according to24 for most lifting situations stoop lifting results in lower lumbar compressive forces, although this research has now been shown to be inaccurate.27,30 More recently16 demonstrated that the estimated lumbar compression force in stoop lifting was 10% lower than that of a squat lift. Importantly a methodological consideration from these studies should be the position that the subjects were asked to lift the load from, as it has been shown12 that lifting loads between the feet utilizing the squat technique produce a lower net moment and lumbar compression force. Should the load not be lifted from a position between the feet, the resulting net moments and compression forces will be higher in the squat lift.12
Workers will tend to select stoop lifting to avoid fatigue or manage with fatigue. For example, when researchers33 examined the effect of lifting frequency on the thigh and lower trunk motion, a significant gradual decrease in thigh motion range was seen for a majority of the subjects during squat lifting at lifting frequency of 20 lifts per minute. The researchers suggested that the changes that occurred in trunk and thigh motion were due to quadriceps muscle strength and this is the limiting factor in repetitive squat lifting.33 Further to this,14 found that humans may naturally prefer the stoop lift method because of the greater demand a squat lift imposes on the knee extensors. Relatively more mechanical work is required to perform the more commonly recommended squat lift, is also an important factor in explaining why humans naturally prefer the stoop lifting method.14
While controversial, some of the evidence presented here supports the claim that lumbar moment and lumbar compression forces may be lower on a stoop lift, although not all researchers agree, stoop lifting appears to more energy efficient and minimizes knee extensor fatigue. The stoop lift appears a more natural lift for most people and.34 has shown that the knee angles during box handling for expert manual handlers were very similar to the knee flexion angles used by novice lifters. What’s more, balance loss during lifting has also been shown to be a risk factor for lower back injury during lifting when using a squat lift.35 Health professionals should bear in mind though, compelling research from36 that shows prolonged exposure to static postures involving stoop positions (lumbar flexion) will cause the tissues to creep and the stabilizing ligaments do not return to their resting length immediately upon unloading. This temporary loss of stability after the period of sustained extreme lumbar flexion (stooped posture) which may then lead to a higher likelihood that an injury may occur in subsequent lifting or loading tasks.36 In the full squat posture, the heels will inevitably lift from the ground, and the knees are in an unstable loose packed posture when maximally flexed.4 The possibility of injury may increase due to any unexpected perturbations.
Arguments for health professionals to subscribe to the use of stoop lifting would follow the evidence that most workers will use either a stoop lift or a semi-squat lift and enforce the squat lifting technique would require a change in movement patterns, along with an appropriate working environment (non-confined spaces). Secondly, there could be worse ramifications of trying to change the lifting habits of asymptomatic workers who may lose the protection of a well-practiced and conditioned movement pattern.
Stoop Summary
Surprising none the less, there seems to be reasonable evidence to support the use of stoop lifting for low-lying objects, including:
This research review has attempted to summarize the available evidence to support the use of the squat, semi-squat and stoop techniques for lifting low-lying objects. It seems that issue of whether to squat or stoop is more complex. According to McGill5 the lumbar spine curvature determines the sharing of the load between muscles and passive tissues, while the reaction moment is a function of the size and position of the load in hands and the position of the center of mass of the upper body.
The squat lift appears to have lower lumbar shear stress and places less stress on the passive tissues of the spine, while stoop lifting seems to be more natural and less fatiguing. The Semi squat lifting may well be a good compromise between the squat and stoop. If it is muscular fatigue that contributes to lifting related injuries, then techniques which reduce muscular fatigue and effort should be advised. There appears to be no single best lifting posture that is appropriate for all situations; rather it may be preferable to provide education and training in general lifting guidelines and efficient biomechanical movement patterns. This way the lifter/ worker can discover individually appropriate postures and movement patterns.
Finally, a case can certainly be made for appropriately designed and delivered strength and conditioning program that targets the development of safe lifting techniques for workers involved in manual handling and lifting tasks and has been suggesting by Burgess-Limerick4 as a method of reducing the risk of injury to the back. Strengthening the muscles, ligaments, and bones would increase the individuals’ capacity to bear the load, lift more confidently and resist injury. While flexibility and range of motion training would allow the lifters to use proper biomechanics while lifting, prevent postural abnormalities and increase their range of the movement at relevant joints required to perform common manual handling tasks.37
Based on the current research, general lifting guidelines should include:1,5
None.
The author declares no conflict of interest.
©2017 Vecchio. This is an open access article distributed under the terms of the, which permits unrestricted use, distribution, and build upon your work non-commercially.